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SEC Filings

Reports, amendments and other disclosures submitted to the SEC. Current documents are listed first.


Filing Date Form Description Filing Group Downloads
Oct 16, 2019 3 Initial filing by director officer or owner of more than ten percent. 3,4,5 PDF    RTF   
Oct 16, 2019 3 Initial filing by director officer or owner of more than ten percent. 3,4,5 PDF    RTF   
Oct 16, 2019 EFFECT EFFECT Other PDF    RTF   
Oct 16, 2019 S-1MEF Registration of up to an additional 20% of securities for any offering registered on an S-1 Registration Statements PDF    RTF    XLS
Oct 11, 2019 FWP FWP Other PDF    RTF    XLS
Oct 11, 2019 S-1/A Amended Registration statement for face-amount certificate companies Registration Statements PDF    RTF    XLS
Oct 7, 2019 S-1/A Amended Registration statement for face-amount certificate companies Registration Statements PDF    RTF    XLS
Sep 20, 2019 S-1 Registration statement for face-amount certificate companies Registration Statements PDF    RTF    XLS
Aug 23, 2019 DRS/A mendment to a previously filed DRS Registration Statements PDF    RTF    XLS
Aug 8, 2019 DRS/A mendment to a previously filed DRS Registration Statements PDF    RTF    XLS
Jun 7, 2019 DRS/A mendment to a previously filed DRS Registration Statements PDF    RTF    XLS
Apr 5, 2019 DRS Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy Registration Statements PDF    RTF    XLS